Financial services firms face a dense web of conduct, prudential and market integrity obligations. This course gives compliance and legal staff a practical map of the regulatory landscape governing banks, insurers, asset managers and intermediaries. Delegates learn to interpret licensing conditions, manage market conduct duties and build a compliance framework that satisfies financial sector regulators in the region.
Ready to book? Secure your place on this programme.
Register for this courseThis programme is aimed at compliance officers, legal advisors, risk staff and managers in banks, insurers, asset managers and financial intermediaries.
| Dates | Venue | Days | Fee | Calendar | Register |
|---|---|---|---|---|---|
| 28 to 30 Sep 2026 | Gaborone | 3 | US$1,500 | Closed | |
| 29 Sep to 1 Oct 2026 | Maseru | 3 | US$1,500 | Register | |
| 30 Sep to 2 Oct 2026 | Mbabane | 3 | US$1,500 | Register | |
| 5 to 7 Oct 2026 | Lusaka | 3 | US$1,500 | Register | |
| 6 to 8 Oct 2026 | Harare | 3 | US$1,500 | Register | |
| 7 to 9 Oct 2026 | Lilongwe | 3 | US$1,500 | Register | |
| 12 to 14 Oct 2026 | Blantyre | 3 | US$1,500 | Register | |
| 13 to 15 Oct 2026 | Mozambique | 3 | US$1,500 | Register | |
| 14 to 16 Oct 2026 | Nairobi | 3 | US$1,500 | Register | |
| 19 to 21 Oct 2026 | Dar es Salaam | 3 | US$1,500 | Register | |
| 20 to 22 Oct 2026 | Kigali | 3 | US$1,500 | Register | |
| 21 to 23 Oct 2026 | Kampala | 3 | US$1,500 | Register | |
| 26 to 28 Oct 2026 | Accra | 3 | US$1,500 | Register | |
| 27 to 29 Oct 2026 | Lagos | 3 | US$1,500 | Register | |
| 28 to 30 Oct 2026 | Cairo | 3 | US$1,500 | Register | |
| 2 to 4 Nov 2026 | Mauritius | 3 | US$1,500 | Register | |
| 3 to 5 Nov 2026 | Dubai | 3 | US$1,500 | Register | |
| 4 to 6 Nov 2026 | Online | 3 | US$900 | Register | |
| 1 to 3 Dec 2026 | Johannesburg | 3 | R13,000 | Register | |
| 2 to 4 Dec 2026 | Cape Town | 3 | R13,000 | Register | |
| 7 to 9 Dec 2026 | Durban | 3 | R13,000 | Register | |
| 8 to 10 Dec 2026 | Pretoria | 3 | R13,000 | Register | |
| 9 to 11 Dec 2026 | Windhoek | 3 | US$1,500 | Register |
Fees are per delegate. South African venues are priced in rand; other locations and online in US dollars. Fees exclude 15% VAT where applicable. Group bookings of three or more delegates from the same organisation qualify for a reduced rate; contact us for a quotation.
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An internal investigation that ignores the rules of evidence can cost an employer the disciplinary case and the criminal one.