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Regulatory Reporting and Returns for Financial Institutions

Builds the practical skills needed to prepare accurate and timely regulatory returns for banks, insurers and other supervised entities. Delegates learn how prudential and conduct returns are structured, how source data is validated, and how reporting controls prevent restatements and regulatory penalties. Examples reflect returns submitted to reserve banks and financial regulators across the continent.

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What you will be able to do

  • Explain the purpose and users of prudential and conduct regulatory returns.
  • Trace return line items back to reliable source data.
  • Apply reconciliation and validation controls before submission.
  • Manage reporting calendars, sign off and version control.
  • Respond to regulator queries and resubmission requests.
  • Strengthen the control environment around regulatory reporting.

Course outline

  1. 01The Regulatory Reporting Landscape
  2. 02Structure of Prudential and Conduct Returns
  3. 03Sourcing and Validating Data
  4. 04Reconciliation and Review Controls
  5. 05Reporting Calendars and Sign Off
  6. 06Handling Regulator Queries
  7. 07Preventing Restatements
  8. 08Building a Reporting Control Framework

Who should attend

Regulatory reporting analysts, finance and compliance staff in banks, insurers and microfinance institutions, and managers who sign off statutory returns.

Dates, venues and fees

DatesVenueDaysFeeCalendarRegister
6 to 8 Oct 2026Johannesburg3R13,000Register
7 to 9 Oct 2026Cape Town3R13,000Register
12 to 14 Oct 2026Durban3R13,000Register
13 to 15 Oct 2026Pretoria3R13,000Register
14 to 16 Oct 2026Windhoek3US$1,500Register
19 to 21 Oct 2026Gaborone3US$1,500Register
20 to 22 Oct 2026Maseru3US$1,500Register
21 to 23 Oct 2026Mbabane3US$1,500Register
26 to 28 Oct 2026Lusaka3US$1,500Register
27 to 29 Oct 2026Harare3US$1,500Register
28 to 30 Oct 2026Lilongwe3US$1,500Register
2 to 4 Nov 2026Blantyre3US$1,500Register
3 to 5 Nov 2026Mozambique3US$1,500Register
4 to 6 Nov 2026Nairobi3US$1,500Register
9 to 11 Nov 2026Dar es Salaam3US$1,500Register
10 to 12 Nov 2026Kigali3US$1,500Register
11 to 13 Nov 2026Kampala3US$1,500Register
16 to 18 Nov 2026Accra3US$1,500Register
17 to 19 Nov 2026Lagos3US$1,500Register
18 to 20 Nov 2026Cairo3US$1,500Register
23 to 25 Nov 2026Mauritius3US$1,500Register
24 to 26 Nov 2026Dubai3US$1,500Register
25 to 27 Nov 2026Online3US$900Register

Fees are per delegate. South African venues are priced in rand; other locations and online in US dollars. Fees exclude 15% VAT where applicable. Group bookings of three or more delegates from the same organisation qualify for a reduced rate; contact us for a quotation.

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